Is anyone in the world being paid to do an independent investigation of how EA handled Sam Bankman-Fried, with respect to "did we screw up" and "is there stuff we should do differently going forward"?
Last I heard, literally nobody was doing this and at least some EA leaders were mostly just hoping that SBF gets memoryholed — but maybe I'm out of the loop?
My understanding is that Effective Ventures completed a narrow investigation into this topic in mid-2023, purely looking at legal risk to EV and not at all trying to do a general postmortem for EA or any group of EAs. Is that correct, and have things changed since then?
[Update Apr. 5: I'd now guess that EV's investigation was slightly broader than that, though it's hard to say exactly how broad.]
I saw that Will MacAskill is planning to appear on some podcasts soon to speak about SBF, which seems like great news to me. If I recall correctly, Will previously said that he was going to talk about what happened with SBF once EV's narrow investigation was done, but it's now been almost a year since that investigation finished (!).
I think it would have been better to speak up way, way sooner, but I'm hopeful that Will will be able to clear up some big chunks of what the heck happened, and that a bunch of other EAs will speak up with their postmortems too, now that SBF's trial and sentencing are complete?
I unfortunately don't know the full list of who should be sharing personal or org-level postmortems on this topic, so I'm forced to single out people like Will whose involvement over the years is public knowledge. Hopefully I'll know who I should be gadflying to share the remaining puzzle pieces once Will and others start sharing some of the first puzzle pieces.
To state the obvious: I'm wary of EAs performatively self-flagellating and accepting more responsibility for the FTX thing than is warranted (given, e.g., that huge numbers of people with a very direct financial incentive in spotting FTX's fraud didn't spot it, so it's obviously not weird if random EAs failed to spot it). I want a concrete understanding of what actually happened, not vague scapegoating or self-flagellation.
But the idea of a basic investigation and postmortem seems like an obvious step to me regardless, and my sense is that there are things we could have done a lot better re SBF (e.g., better spread the word about what happened in the Alameda blow-up, so more people would've been aware of some red flags), even if those things probably wouldn't have prevented the FTX debacle all on their own. So I'd like to hear what's up with all that.
See also CEA's recent piece in the Washington Post. The WaPost piece mostly just seems like EA PR, and I'll be very sad if we stay at that level of vagueness.
The piece also (unless I'm misunderstanding something) implies some false things about whether CEA, EV, etc. have ever done an investigation into what happened with an eye toward reviewing (and possibly improving) EA institutions, practices, etc.
This doesn't match what I've heard from talking to involved parties, and Oliver Habryka mentions that he's "been shared on documents by CEA employees where the legal investigation was explicitly called out as not being helpful for facilitating a reflection process and institutional reform". says, based on documents he's been shared on and conversations he had, that he thinks most people at CEA did not consider the investigation to be helpful for doing internal reforms.
So the narrow "are we in legal trouble?" investigation EV did last year doesn't seem like it was ever meant to fill the "figure out what happened and whether we should do anything about it, for the sake of ethics and for the sake of furthering our EA work" role. But maybe I'm missing something here.
Update Apr. 2: CEA staff, Oliver Habryka, and a former EV board member (who resigned in protest) all confirm that no such investigation has taken place, nor is any in the works. Which leaves me baffled about what's going on here.
Update Apr. 4: An EA who was involved in EA's early response to the FTX disaster has give me their take on why there hasn't yet been an investigation. They think EA leaders (at least, the ones they talked to a lot at the time) had "little to do with a desire to protect the reputation of EA or of individual EAs", and had more to do with things like "general time constraints and various exogenous logistical difficulties". See my comment for a lot more details, and a short response from Habryka.
Also, some corrections: I said that "there was a narrow investigation into legal risk to Effective Ventures last year", which I think risks overstating how narrow the investigation probably was. I also said that Julia Wise had "been calling for the existence of such an investigation", when from her perspective she "listed it as a possible project rather than calling for it exactly". Again, see the comment for details.
Hi Rob,
Thank you for writing this post. I am also highly disappointed that no institutional post-mortem has been conducted, so I'm glad that you're speaking out about it. Now that the verdict has been officially handed down to SBF, there's no excuse for there not to be an investigation anymore.
Maybe somehow there are good excuses (and yes, they are excuses) for why a formal investigation has not taken place. But no matter how florid or sophisticated they are, they won't change my mind that a public investigation should take place. Pretty much no matter what, the reputation of the core EA leadership is going to take a hit if no public and formal investigation is carried out, at least in my eyes.
Regarding comments about psychopathy/sociopathy: I recently did a bunch of research on malevolence, so I feel confident in speaking on the subject. The term "sociopathy" seems to be the less well-defined term, so I would somewhat advise against using it, at least until greater clarity arises. However, psychopathy is a fairly established construct in the literature with a few widely-used instruments from the academy, so if you're choosing between using psychopathy or sociopathy, I would say use psychopathy. But even psychopathy is a pretty confused term because it captures so many different characteristics (including callousness, grandiosity, impulsivity, and criminality) which don't necessarily coincide. My opinion is that the cleanest way of talking about all this is to list out more specific and well-defined traits, such as callousness.
But, and I stress this, just because he wasn't a violent criminal doesn't prove he was a good, compassionate person. Neuroscientific evidence suggests that deficiencies in empathy/caring for others have distinct origins from violent or socially unacceptable behavioral expressions. Indeed, the main distinguishing point between psychopathy and Antisocial Personality Disorder (ASPD) is that psychopathy has a component that does not theoretically relate to violent or socially unacceptable behavioral expressions (according to an authority on Psychopathy). It would be most adaptive for a person to be able to abide by the most explicit and universal social norms (e.g., don't kill people) but still do harm in covert, neutral, or even socially desirable ways (e.g., being the CEO of a giant meat company). This is the type of malevolent person I expect SBF is, if he indeed is malevolent.
I also intend to publish a post on this topic, but I thought I'd clarify here since I saw a discussion regarding sociopathy in the comments.